Question: What’s worse than having your retirement savings invested in funds that fail to provide you with a prospectus before you invest? Answer: Funds that demand you pay money to view their ...

As spring begins, and after many years of fertilizing and watering by industry representatives, the SEC has adopted comprehensive reforms to its disclosure requirements for variable annuities (VAs) ...

Public companies will soon be able to save the costs of printing and mailing prospectuses to investors, as the Canadian Securities Administrators (CSA) adopt rule changes that enable firms to provide ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

On 11 July 2023, the European Securities and Markets Authority (ESMA) published a public statement on sustainability disclosure in prospectuses, available here: ESMA32-1399193447-441 Statement on ...

Many investors believe prospectuses are far from good reading. Leon Gettler reports. Only about one in three investors think they get enough information from a prospectus and most see it as little ...

Using the Opportunity Zone investment prospectus template developed by New Localism Advisors, Nowak Lab Director Bruce Katz has worked with Accelerator for America to support cities in developing ...

Singapore's financial regulator has rolled out a set of proposals aimed at fixing a problem that has long plagued the financial industry - bad writing. The Monetary Authority of Singapore (MAS) wants ...

To deny state and local government retirement savers—investors who cannot afford to gamble—critical investment information which is routinely provide to wealthy investors globally in prospectuses is ...