Two industry players debate issues surrounding rollovers, annuity sales, and access for smaller accounts. The Department of Labor held hearings with stakeholders on December 12 and 13 to further ...

Fiduciary financial advisors are legally obligated to put their client’s interests ahead of their own. Other financial advisors are only obligated to make suitable recommendations for clients. The ...

A fiduciary is a person or organization that has a legal requirement to act in the best interests of their clients. They may face serious legal consequences for failing to do so. Financial fiduciaries ...

Financial advisors provide expert guidance on various aspects of your finances, including investments, retirement planning, tax optimization, financial planning, and even budgeting. They help you make ...

A power of appointment (POA), among the useful tools in estate planning, is a dispositive power to decide who will take trust property next and the time, terms, shares and conditions under which the ...

Picking a financial advisor means trusting someone else with your money and financial future. This is an important decision, as it can impact your retirement, insurance coverage and overall financial ...

The role of a financial advisor is one that someone should unequivocally trust. If you are a fiduciary, you should be able to present your clients with recommendations that don’t serve your interests.

Fiduciary liability insurance protects a business from claims that a benefits plan was mismanaged. Learn what fiduciary ...

Foremost among the duties of Registered Investment Advisors (RIA) is to act as a fiduciary. In law and finance, the role of a fiduciary (aka fiduciary duty), whether an organization or individual, is ...