LPL Financial Holdings Inc. (LPLA) has been on a downward spiral lately with significant selling pressure. After declining 15 ...

What Happened? Shares of independent financial services firm LPL Financial (NASDAQ:LPLA) jumped 4.1% in the afternoon session after the broader market advanced amid a more stable investor response to ...

The court order came after LPL agreed to drop its lawsuit that sought a temporary restraining order against its competitor last Thursday, according to a court filing. But that doesn’t mean the ...

That was the big message LPL executives had Thursday about the results of their firm's purchase last year of Commonwealth Financial Network. In buying Commonwealth, LPL may not have reached its ...

And it could be a big one, said one industry executive. “It looks like LPL is getting ready for a large buy,” said the executive, who spoke privately to InvestmentNews about the matter. “It’s moving ...

A FINRA arbitration panel ordered Eileen Cure to pay back recruiting-loan debt and more after she was let over a "no Blacks" order she sent to her staff.

LPL Financial has informed the SEC that it plans to raise up to $4 billion in capital through the sale of common stock and debt securities. The broker-dealer submitted an S-3 filing with the agency on ...

LPL Financial, a financial services firm with several thousand employees in the Charlotte region, will pay $18 million for anti-money laundering violations, the Securities and Exchange Commission said ...

LPL Financial claims Ameriprise “has sunk to a new low” by sending out allegedly “misleading” notifications about a data breach, which the firm says is an attempt to frighten LPL customers and hurt ...

LPL Financial said it was reducing fees to advisors on several platforms as it reported a robust increase in assets to $2.3 trillion following its acquisition of Commonwealth Financial Network in a ...

Advisor Adam Spiegelman took LPL’s acquisition announcement as a sign to make a career move he’d long considered but hadn’t felt quite ready for. When LPL Financial said it would acquire Commonwealth ...